OMF's Regulatory Environment

When choosing a broker, it is important for you to know how the firm is regulated. This provides you with piece of mind that any funds held with the firm are safe and that any trading that the firm carries out on your behalf is in accordance with industry regulations. The team at OMF ensure that all governing regulations are strictly followed at all times and we are always happy to discuss our policies and procedures.

How OMF is regulated:

  • Regulatory Oversight
  • NZX
  • Safeguarding of Client Funds
  • Anti-money laundering and counter financing of terrorism framework
  • Corporate Governance